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▦ Finance, Accounting & Securities

Finance, Accounting & Securities exam prep

The FINRA ladder and the heavyweight credentials — pass the exam standing between you and the license.

SIE

Securities entry. The entry exam to the securities industry — products, risks, markets, and the regulatory framework. You can take it before you're hired, which makes it the resume line that gets you the interview.

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Series 7

Securities licensure. The big one — the license to recommend and sell the full range of securities. Suitability, options, margin, packaged products, and the math behind all of it.

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Series 63

State law. The state-law companion to your FINRA license — registration requirements, prohibited practices, and the Uniform Securities Act.

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Series 65 / 66

Investment adviser. The exams that make you an investment adviser representative — adviser law, portfolio concepts, economics, and ethics. The 66 combines the 63 and 65 for candidates who hold the Series 7.

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CPA Exam

Accounting licensure. The accounting profession's licensure exam — auditing, financial accounting and reporting, taxation and regulation, plus your chosen discipline section.

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CFA Level I

Investment analysis. The first gate of the CFA Program — ethics, quantitative methods, economics, financial statement analysis, and the full toolkit of investment analysis.

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Enrolled Agent

Tax representation. The IRS credential that lets you represent taxpayers — individuals, businesses, and representation practice across three exam parts.

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CMA (IMA)

Management accounting. The management accounting credential — financial planning, performance, analytics, and strategic financial management across two parts.

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FRM

Risk management. GARP's risk-management credential — probability, valuation, market/credit/operational risk. One of the most quantitative exams in finance.

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Series 6

Funds & variable products. The license for selling mutual funds, variable annuities, and insurance-adjacent investment products — common in banking and insurance careers.

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Every program: $39/month, pass or your money back

Complete the program and pass — or get a full refund. Start with the free diagnostic to see where you stand.

Start with a free diagnostic